Most FCA-regulated firms cannot answer three questions a regulator would ask today: what technology are you running, how does it connect, and who is accountable for it?
We answer those questions systematically, vendor by vendor, and system by system.
What this covers:
Infrastructure discovery: the full tech stack, not just headline platforms
Dependency mapping: where systems connect, where risk concentrates, what DORA (Digital Operational Resilience Act) requires you to document
Accountability overlay: which Senior Manager owns each critical system, and what the escalation path looks like
AI touchpoint mapping: every AI system your firm runs, flagged, classified, and linked to the regulatory obligation above it
The output: A living governance profile of your firm’s technology infrastructure, maintained as your firm evolves. The governance map belongs to you. ROI is demonstrable: faster regulatory response, reduced audit preparation time, and an accountability trail that holds up to FCA scrutiny.
