When culture becomes an enforcement issue: lessons from recent publications and the FCA’s non-financial misconduct agenda
Summary The Financial Conduct Authority (FCA) has always linked tone from the top, treatment of staff, internal challenge, disciplinary integrity, and record keeping to fitness and propriety, market integrity, and consumer protection. Two recent cases bring that into sharp focus. The first is the FCA’s March 2026 Final Notice against Kasim Garipoglu, where the FCA […]